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ETF Securities
Results: 224

#	Item
191	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]DBX ETF Trust, et al.; Notice of Application October 29, 2013 Agency: Securities and Exchange Commission (“Commission”). Action Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-29 20:30:22 Funds Financial services Exchange-traded fund Security Net asset value Bond Financial adviser Unit investment trust Bank Financial economics Investment Finance
192	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]September 9, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-09 19:43:08 Financial services Hedge fund Collective investment scheme Investment Advisor Futures contract U.S. Securities and Exchange Commission ETF Securities Financial economics Investment Finance
193	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; File No[removed]MarketShares ETF Trust, et al.; Notice of Application June 2, 2014 Agency: Securities and Exchange Commission (“Commissi Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-03 14:59:50 Funds Financial services Collective investment schemes Exchange-traded fund Financial adviser Unit investment trust Investment Company Act Securities and Exchange Commission Security Financial economics Investment Finance
194	Cohen & Steers ETF Trust, et al. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-16 08:08:25 Investment 76th United States Congress Investment Company Act Exchange-traded fund U.S. Securities and Exchange Commission SEC filing Securities Act Financial economics United States securities law Finance
195	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Cohen & Steers ETF Trust, et al., Notice of Application June 20, 2014 Agency: Securities and Exchange Commission (“Commission”) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-20 17:18:42 Funds Financial services 76th United States Congress Collective investment schemes Exchange-traded fund Financial adviser Unit investment trust Securities and Exchange Commission Investment Company Act Financial economics Investment Finance
196	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Elkhorn Investments, LLC and Elkhorn ETF Trust; Notice of Application June 19, 2014 Agency: Securities and Exchange Commission (“ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-20 11:11:21 Funds Financial services Financial markets Exchange-traded fund Security Mutual fund Depository Trust & Clearing Corporation Net asset value Settlement Financial economics Investment Finance
197	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; File No[removed]Elkhorn Investments, LLC and Elkhorn ETF Trust; Notice of Application June 17, 2014 Agency: Securities and Exchange Commis Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-17 17:32:32 Funds Financial services Collective investment schemes Exchange-traded fund Financial adviser Unit investment trust Investment Company Act Securities and Exchange Commission Hedge fund Financial economics Investment Finance
198	Elkhorn Investments, LLC and Elkhorn ETF Trust Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-16 08:08:11 Finance Exchange-traded fund Funds Investment Company Act U.S. Securities and Exchange Commission SEC filing Financial economics Investment United States securities law
199	Request of J.P. Morgan Commodity ETF Services LLC for Relief from Certain Provisions of Regulation M Under the Securities Exchange Act of 1934 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-17 13:14:05 Chemical elements Financial services Transition metals London Metal Exchange Gold exchange-traded product Exchange-traded fund SPDR Gold Shares Gold as an investment Net asset value Financial economics Investment Funds
200	Microsoft Word - NYSE Euronext - comment letter re etf use of derivatives[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-08 11:06:58 Collective investment schemes Exchange-traded fund Financial services Mutual fund Closed-end fund NYSE Euronext ETF Securities Fund.com Financial economics Investment Funds

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